Complaint Detail			Close Window
Case Number:	ED2021-91	Subject:	FAILURE TO REGISTER ALLEGED
SOS Filing Date:	12/15/2021
ALJ Filing Date:
ALJ Decision Date:
Case Category:	FAILURE TO REGISTER	Rule Citation:
Status:	Closed	Statute Citation:

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Complainants CHARLES HEATHERLY

Respondents NORTH FUND

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Disposition Date:		Issues NONE
Disposition:
Referenced Cases:

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Attached Files:

Date Name 3/4/2022 DS ORDER GRANTING MOTION TO DISMISS 1/28/2022 MOTION TO DISMISS 12/29/2021 NOTICE OF INITIAL REVIEW AND INVESTIGATION 12/14/2021 COMPLAINT ED2021-91