Complaint Detail			Close Window
Case Number:	ED2024-97	Subject:	FAILURE TO INCLUDE DISCLAIMER STATEMENT ALLEGED
SOS Filing Date:	10/25/2024
ALJ Filing Date:
ALJ Decision Date:
Case Category:	DISCLAIMER STATEMENT	Rule Citation:
Status:	Open	Statute Citation:

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Complainants SARA LOFLIN

Respondents NEW DAY COLORADO FUND IEC

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Disposition Date:		Issues NONE
Disposition:	PENDING COMPLIANCE
Referenced Cases:

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Attached Files:

Date Name 3/13/2025 SETTLEMENT AGREEMENT 2/18/2025 ADMINISTRATIVE HEARING OFFICER COMPLAINT 1/23/2025 NOTICE OF INVESTIGATION 11/1/2024 NOTICE OF INITIAL REVIEW AND OPPORTUNITY TO CURE 10/25/2024 COMPLAINT ED2024-97